This Website is intended to further investor protection and investor education by providing a simple and easily accessible resource for investors to research individuals currently employed with a brokerage firm that may have certain criminal, regulatory, civil judicial, or customer complaint disclosure events.
Errors and Outdated Information
The information available on this Website is publicly available information obtained from FINRA BrokerCheck®, which provides data from the Central Registration Depository (“CRD®”) system to the investing public, pursuant to FINRA’s responsibilities as a self-regulatory organization, and Section 15A (i) of the Securities Exchange Act of 1934.
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct any errors or outdated information that differ from the information available on BrokerCheck®.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500 or brokercheck@finra.org.
Removal from BrokerSearch.info
BrokerSearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Removal from Google and Other Search Results
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol. When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from BrokerSearch.info would not appear in the search results.
Please contact us to learn more Search Engine Removal.