Aaron Hamilton Adams is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 214 W 8TH STREET, GEORGETOWN, TX, 78626.
Aaron Hamilton Adams has worked at EDWARD JONES since January 12, 2012
Disclosure History
Aaron Hamilton Adams has 2 Disclosure Event(s).
Date: February 28, 2017 Category: Customer Dispute Allegations: The client alleges that in September 2016 her IRA was moved into Guided Solutions without her approval and that unauthorized trades were placed in the account. The client also alleges commissions were not disclosed on mutual fund trades placed in November 2016 in her individual account. Damage Amount Requested: $5,000.00 Settlement Amount: $2,760.00 Broker Comment: After completion of the firm's investigation, client's claim was resolved in the amount of $2,760.00. Financial advisor was not required to contribute to the resolution.
Date: April 22, 2006 Category: Criminal Charges: FAILURE TO ID FICTICIOUS NAME Disposition: Reduced Amended Charges: FAILURE TO DISPLAY ID - REDUCED CHARGE Amended Charge Type: MISDEMEANOR Amended Charge Amended Charge Disposition: Reduced
More Information
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