AARON J BROWN

AARON J BROWN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 39555 Orchard Hill Pl, Suite 600, novi, MI, 48375.

AARON J BROWN has worked at LPL FINANCIAL LLC since October 30, 2014

Disclosure History

AARON J BROWN has 1 Disclosure Event(s).

Date: July 31, 2002
Category: Judgment / Lien
Judgment/Lien Amount: $730.00
Judgment/Lien Type: Civil
Broker Comment: THIS JUDGEMENT HAS EXPIRED AND IS PAST THE STATUTE OF LIMITATIONS.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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