AARON JEFFREY CLARK is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 222 E CARRILLO ST STE 208, SANTA BARBARA, CA, 93101.
AARON JEFFREY CLARK has worked at LPL FINANCIAL LLC since October 17, 2008
Disclosure History
AARON JEFFREY CLARK has 2 Disclosure Event(s).
Date: April 15, 2009 Category: Customer Dispute Allegations: CLIENT ALLEGES FA SOLD BONDS AND PURCHASED LONGER TERM BONDS WITHOUT NOTICE OR PERMISSION. DATES OF ACTIVITY UNSPECIFIED. Damage Amount Requested: $38,000.00 Broker Comment: CLIENT AGREED TO AND AUTHORIZED LONGER TERM BOND IN ORDER TO MAXIMIZE INTEREST AND INCREASE INCOME.
Date: August 22, 2006 Category: Customer Dispute Allegations: ALLEGED MISREPRESENTATION AND INAPPROPRIATE INVESTMENT. DAMAGES WERE BELIEVED TO EXCEED $5,000. (2006)
More Information
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