AARON CHRISTOPHER ECKERT

AARON CHRISTOPHER ECKERT is currently employed as a Broker and/or Investment Adviser at TD AMERITRADE, INC. located at 1350 Main St Units 2-4, SUITE 2, Sarasota, FL, 34236.

AARON CHRISTOPHER ECKERT has worked at TD AMERITRADE, INC. since November 04, 2013

Disclosure History

AARON CHRISTOPHER ECKERT has 2 Disclosure Event(s).

Date: June 27, 2003
Category: Judgment / Lien
Judgment/Lien Amount: $416.00
Judgment/Lien Type: Civil
Broker Comment: JUST LEARNED OF THIS OUTSTANDING JUDMENT AND AM WORKING ON SATISFYING OUTSTANDING DEBT

Date: December 09, 2002
Category: Judgment / Lien
Judgment/Lien Amount: $1,346.86
Judgment/Lien Type: Civil
Broker Comment: I JUST LEARNED ABOUT THIS JUDMENT AND AM WORKING ON SATISFYING THIS DEBT.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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