AARON ALLAN STANLEY

AARON ALLAN STANLEY is currently employed as a Broker and/or Investment Adviser at LINCOLN FINANCIAL ADVISORS CORPORATION located at 4168 E WASHINGTON STREET, GILBERT, AZ, 85234.

AARON ALLAN STANLEY has worked at LINCOLN FINANCIAL ADVISORS CORPORATION since January 04, 2016

Disclosure History

AARON ALLAN STANLEY has 2 Disclosure Event(s).

Date: January 26, 2015
Category: Customer Dispute
Allegations: CLIENT ALLEGES MISREPRESENTATION IN THE SALE OF 2014 VARIABLE ANNUITIES. CLIENT IS REQUESTING THE FIRM TO INVESTIGATE THIS MATTER. DAMAGES UNSPECIFIED.
Settlement Amount: $6,387.85
Broker Comment: THE FIRM AGREED TO CANCEL THE 2014 VARIABLE ANNUITIES AND WAIVE THE SURRENDER CHARGES. LOSS TO FIRM: $6,387.85. RR STANLEY'S ERRORS AND OMISSIONS CARRIER DID NOT CONTRIBUTE TO THE SETTLEMENT.

Date: June 12, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

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