ABRAHAM MAGHSOUDI is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 5065 WESTHEIMER ROAD., HOUSTON, TX, 77056.
ABRAHAM MAGHSOUDI has worked at UBS FINANCIAL SERVICES INC. since December 16, 2010
Disclosure History
ABRAHAM MAGHSOUDI has 2 Disclosure Event(s).
Date: November 02, 1989 Category: Customer Dispute Allegations: CLIENT ALLEGED UNSUITABLE TRADING CLAIMED LOSSES OF $117,000 DURING MARKET CRASH OF 1987. MR. MAGHSOUDI DENIED ALLEGATIONS. CLAIM SETTLED FOR $30,000 PRIOR TO ARBITRATION. Damage Amount Requested: $117,000.00 Settlement Amount: $30,000.00 Broker Comment: CASE SETTLED. NEVER WENT TO ARBITRATION.
Date: March 30, 1977 Category: Criminal Charges: SUSPECTED OF SHOPLIFTING. DOCKET 483840. WHILE SHOPPING AT FOLEY'S DEPT STORE, MERCHANDISE WAS CARRIED FROM ONE DEPT. TO ANOTHER. MR. MAGHSOUDI WAS NEW TO THIS COUNTRY AND DID NOT KNOW MERCHANDISE HAD TO BE PAID FOR IN SAME DEPARTMENT. Charge Type: MISDEMEANOR Disposition: ONE YEAR PROBATION/FOUND NOT GUILTY ON 7/8/94 SOURCE U4-UPDATED 7/8/94 BY P. MORROWS. THIS INCIDENT IS OVER 10 YEARS OLD. Broker Comment: ON 03/30/97,CHARGES BROUGHT BY FOLEY'S DEPARTMENT STORE VIA HOUSTON POLICE DEPT. SUSPICION OF SHOPLIFTING DOCKET 48340. ON 05/27/1977, PLACED UNDER ONE YEAR PROBATION-- FINDING OF GUILTY SET ASIDE ON 5/26/1978.
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