ABRAHAM A. MIZRAHI is currently employed as a Broker and/or Investment Adviser at CAPITAL ONE INVESTING, LLC located at 299 Park Avenue, 14th Floor Office # 14018, New York, NY, 10017.
ABRAHAM A. MIZRAHI has worked at CAPITAL ONE INVESTING, LLC since January 02, 2015
Disclosure History
ABRAHAM A. MIZRAHI has 1 Disclosure Event(s).
Date: November 27, 2007 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT THE MUTUAL FUND TRANSACTION WS UNSUITABLE AND MISREPRESENTED AT THE TIME OF THE SALE. Damage Amount Requested: $18,700.36 Settlement Amount: $10,897.59 Broker Comment: PROPER COMPLAINT PROCEDURE WAS NOT FOLLOWED SINCE I WAS NOT ASKED TO GIVE A STATEMENT IN REGARDS TO THIS CLAIM. I DENY THIS ALLEGATION BECAUSE CUSTOMER DISCLOSURE WAS GIVEN AT THE TIME OF SALE, AND NO RESOLUTION MANAGER ASKED ME FOR A DETAILED EXPLANATION OR CHECKED THE FILE FOR THE DISCLOSURES THAT WERE GIVEN. I DID NOT KNOW ABOUT THIS SETTLEMENT, OR THE MANNER IN WHICH IT WAS HANDLED TILL AFTER THE SETTLEMENT WAS PAID.
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