ADAM JOSEPH CABIBI

ADAM JOSEPH CABIBI is currently employed as a Broker and/or Investment Adviser at CARTER, TERRY & COMPANY, INC. located at 3060 PEACHTREE ROAD SUITE 1200, ATLANTA, GA, 30305.

ADAM JOSEPH CABIBI has worked at CARTER, TERRY & COMPANY, INC. since June 11, 2012

Disclosure History

ADAM JOSEPH CABIBI has 2 Disclosure Event(s).

Date: September 16, 1999
Category: Customer Dispute
Allegations: THE CLIENT ALLEGED THAT FROM APRIL 1997 THROUGH ATUGUST 1997 THE BROKER CONVINCED THE CLIENT TO PURCHASE STOCK IN CITYSCAPE FINANCIAL CORP. VALUED IN EXCESS OF $155,000 BY CLAIMING TO HAVE INSIDE INFORMATION CONCERNING THE COMPANY. THE CLIENT IS SEEKING ACTUAL DAMAGES IN EXCESS OF $125,000. LOST INCOME, COSTS AND ATTORNEY'S FEES BASED ON THE SAME ALLEGATIONS.
Damage Amount Requested: $125,000.00 Damages Granted: $12,000.00

Date: November 16, 1998
Category: Customer Dispute
Allegations: THE CLIENT ALLEGES THAT I FAILED TO FOLLOWHIS INSTRUCTIONS AND SELL THE SHARES OF CITYSCAPE, INC. IN HISACCOUNT. WE HAVE DETERMINED THAT THE DAMAGES FROM THE ALLEGEDCONDUCT WOULD BE MORE THAN $5,000. EMPLOYING FIRM WHERE EVENTSOCCURRED - BEAR, STEARNS & CO INC.
Broker Comment: DENIED. NOT PROVIDED.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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