ADAM W CLAUSSEN

ADAM W CLAUSSEN is currently employed as a Broker and/or Investment Adviser at PARK AVENUE SECURITIES LLC located at 1008 LOOP 332, LIBERTY HILL, TX, 78642.

ADAM W CLAUSSEN has worked at PARK AVENUE SECURITIES LLC since January 20, 2015

Disclosure History

ADAM W CLAUSSEN has 1 Disclosure Event(s).

Date: January 01, 2010
Category: Financial
Type: PAY OFF
Disposition: N/A
Broker Comment: ALL ASPECTS OF THIS UNFORTUNATE EVENT HAVE PASSED. THE HAS BEEN NOTHING PENDING IN QUITE SOME TIME.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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