ADAM CRUZ DEL ROSARIO

ADAM CRUZ DEL ROSARIO is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 5605 LA JOLLA BLVD, LA JOLLA, CA, 92037.

ADAM CRUZ DEL ROSARIO has worked at J.P. MORGAN SECURITIES LLC since April 11, 2016

Disclosure History

ADAM CRUZ DEL ROSARIO has 1 Disclosure Event(s).

Date: April 19, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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