ADAM JOSEPH FLANAGAN is currently employed as a Broker and/or Investment Adviser at KUEHL CAPITAL CORPORATION located at 14747 CALIFORNIA STREET, SUITE 1, OMAHA, NE, 68154.
ADAM JOSEPH FLANAGAN has worked at KUEHL CAPITAL CORPORATION since November 20, 2014
Disclosure History
ADAM JOSEPH FLANAGAN has 1 Disclosure Event(s).
Date: May 31, 2014 Category: Employment Separation After Allegations Firm Name: WEST GATE BANK Termination Type: Discharged Allegations: INVOLVEMENT IN INTERNET BASED GAMBLING IN VIOLATION OF COMPANT'S STANDARDS OF CONDUCT Broker Comment: MR. FLANAGAN WAS TERMINATED FROM A FORMER POSITION DUE TO ALLEGATIONS OF HIS PARTICIPATION IN AN ON-LINE GAMBLING WEBSITE WHERE HIS PARTICIPATION WAS NOT A VIOLATION OF INVESTMENT-RELATED STATUTES, REGULATIONS OR RULES AND DID NOT INVOLVE OR VIOLATE HIS DUTY, RESPONSIBILITY OR LOYALTY TOWARDS HIS EMPLOYER OR CLIENTS BUT RATHER, WOULD BE CONSIDERED A VIOLATION OF INDUSTRY STANDARDS OF CONDUCT. UPON UNDERSTANDING THIS VIOLATION, MR. FLANAGAN IMMEDIATELY CEASED ALL SUCH ACTIVITIES AND HAS NOT BEEN INVOLVED IN OR PARTICIPATED WITH SUCH ACTIVITIES SINCE. HE ALSO CONTINUES TO HAVE A GOOD WORKING RELATIONSHIP WITH HIS FORMER EMPLOYER.
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