Adam James Lundy

Adam James Lundy is currently employed as a Broker and/or Investment Adviser at THE HUNTINGTON INVESTMENT COMPANY located at HUNTINGTON PLAZA, 37 WEST BROAD STREET, COLUMBUS, OH, 43215.

Adam James Lundy has worked at THE HUNTINGTON INVESTMENT COMPANY since February 23, 2017

Disclosure History

Adam James Lundy has 4 Disclosure Event(s).

Date: May 31, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: May 31, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: May 31, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: Due to economic hardship three Sallie Mae loans went into default. They were all settled and paid for on September 8, 2010. The issue is resolved and closed.

Date: December 31, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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