ADAM JAMES MADDOX

ADAM JAMES MADDOX is currently employed as a Broker and/or Investment Adviser at THRIVENT INVESTMENT MANAGEMENT INC. located at 7270 W 98 TERR SUITE 110, OVERLAND PARK, KS, 66212.

ADAM JAMES MADDOX has worked at THRIVENT INVESTMENT MANAGEMENT INC. since February 27, 2014

Disclosure History

ADAM JAMES MADDOX has 1 Disclosure Event(s).

Date: February 13, 2016
Category: Criminal
Charges: Driving under the influence of alcohol or drugs
Disposition: Amended
Amended Charges: driving under the influence of alcohol
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: Convicted

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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