ADAM DAVID RINGHOFFER is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 11230 ELM LN, CHARLOTTE, NC, 28277.
ADAM DAVID RINGHOFFER has worked at WELLS FARGO CLEARING SERVICES, LLC since July 02, 2012
Disclosure History
ADAM DAVID RINGHOFFER has 3 Disclosure Event(s).
Date: August 03, 2012 Category: Financial Type: Bankruptcy Disposition: Discharged Broker Comment: PERSONAL BANKRUPTCY FILED AFTER ORIGINAL IN 2010 WAS DISMISSED. PAID THRU WAGE EARNER PLAN TO TRUSTEE. PAID/CLOSED AND DISCHARGED BY US BANKRUPTCY JUDGE ON 11/20/2013.
Date: August 12, 2011 Category: Judgment / Lien Judgment/Lien Amount: $1,093.00 Judgment/Lien Type: Civil Broker Comment: TERMINATION OF A RESIDENTIAL RENTAL LEASE IN HAGERSTOWN, MD. PROPERTY MGMT. COMPANY TRIED TO COME AFTER MY NOW WIFE AND I FOR ONE MONTH RENT WHICH WE FURIOUSLY DISPUTED. APPARENTLY THEY FILED JUDGEMENT ON US WHICH I AM JUST FINDING OUT.
Date: June 08, 2010 Category: Financial Type: Bankruptcy Disposition: Dismissed Broker Comment: I FILED CHAPTER 13 BANKRUPTCY ON JUNE 8, 2010 WITH MY ATTORNEY, MY CASE WAS CONFIRMED AND FILED WITH THE US BANKRUPTCY COURT ON SEPTEMBER 10, 2010. I AM IN A REPAYMENT BK WITH A COURT APPOINTED CHAPTER 13 TRUSTEE FOR $397.22 MONTHLY INTALLMENT PAYMENTS FOR 60 MONTHS. THE CASE WAS CONFIRMED AND Dismissed BUT WILL NOT BE DISCHARGED UNTIL THE 60TH PAYMENT IS MADE. THE BANKRUPTCY WAS FILED DUE TO PERSONAL REASONS FROM ACCRUING MONTHLY DEBTS/OBLIGATIONS THAT WERE UNABLE TO BE PAID BACK DUE TO SEVERE LOSS OF INCOME.
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for ADAM DAVID RINGHOFFER, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.