Adam Patrick Tracy

Adam Patrick Tracy is currently employed as a Broker and/or Investment Adviser at THE BENCHMARK COMPANY, LLC located at 1900 Powell St, Suite 6001, Emeryville, CA, 94608.

Adam Patrick Tracy has worked at THE BENCHMARK COMPANY, LLC since April 13, 2018

Disclosure History

Adam Patrick Tracy has 1 Disclosure Event(s).

Date: June 28, 1981
Category: Criminal

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for Adam Patrick Tracy, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.