Adam Javier Vale Cruz

Adam Javier Vale Cruz is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 3810 PARK BLVD SUITE 130, SAN DIEGO, CA, 92103.

Adam Javier Vale Cruz has worked at EDWARD JONES since January 28, 2013

Disclosure History

Adam Javier Vale Cruz has 1 Disclosure Event(s).

Date: November 03, 2014
Category: Customer Dispute
Allegations: CLIENT ALLEGES FINANCIAL ADVISORS RECOMMENDATIONS TO PURCHASE SECURITIES IN JULY 2014 CONSTITUTED POOR ADVICE.
Damage Amount Requested: $5,000.00
Broker Comment: AFTER COMPLETION OF THE FIRM'S INVESTIGATION INTO THE CLIENT'S CLAIM, THE COMPLAINT WAS DENIED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for Adam Javier Vale Cruz, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.