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ADRIANNE MARIE SCOTT YTURRALDE

ADRIANNE MARIE SCOTT YTURRALDE is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 2733 COUNCIL TREE AVENUE, SUITE #113, FORT COLLINS, CO, 80525-6316.

ADRIANNE MARIE SCOTT YTURRALDE has worked at CHARLES SCHWAB & CO., INC. since May 04, 2015

Disclosure History

ADRIANNE MARIE SCOTT YTURRALDE has 5 Disclosure Event(s).

Date: August 13, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $1,559.81
Judgment/Lien Type: Civil

Date: December 09, 2014
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: May 30, 2013
Category: Judgment / Lien
Judgment/Lien Amount: $1,600.00
Judgment/Lien Type: Tax

Date: February 27, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $706.00
Judgment/Lien Type: Civil

Date: November 29, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $1,400.00
Judgment/Lien Type: Civil

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for ADRIANNE MARIE SCOTT YTURRALDE, click here.

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