AFTON CHARICE TARRANT

AFTON CHARICE TARRANT is currently employed as a Broker and/or Investment Adviser at FIDELITY BROKERAGE SERVICES LLC located at ONE DESTINY WAY, WESTLAKE, TX, 76262.

AFTON CHARICE TARRANT has worked at FIDELITY BROKERAGE SERVICES LLC since July 18, 2015

Disclosure History

AFTON CHARICE TARRANT has 3 Disclosure Event(s).

Date: May 15, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: February 07, 2014
Category: Financial
Type: Compromise
Disposition: SETTLED

Date: December 01, 2013
Category: Financial
Type: Compromise
Disposition: SETTLED
Broker Comment: UNIVERSITY FOUNTAINS - LUBBOCK AFTER MOVING OUT, A DISCREPANCY OF A DEPOSIT LEFT A BILL UNPAID, SETTLED FOR LESS THAN BALANCE TO CLOSE THE ACCOUNT.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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