AGUSTIN TONSAY

AGUSTIN TONSAY is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 4647 N LONG BEACH BLVD, STE D-4-C, LONG BEACH, CA, 90805.

AGUSTIN TONSAY has worked at PFS INVESTMENTS INC. since August 29, 2013

Disclosure History

AGUSTIN TONSAY has 2 Disclosure Event(s).

Date: May 28, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: FINRA Disclosure Review Project

Date: February 20, 1990
Category: Criminal
Charges: PETTY THEFT 488
Disposition: Pled not guilty
Broker Comment: RELEASED TO PARENT / GUARDIAN, A MINOR ALLEGEDLY CHARGE BUT NOT PROSECUTED/ NOT CONVICTED. ALLEGEDLY CHARGE PETTY THEFT BUT EXPLAINED TO CYPRESS POLICE THEFT WAS A DARE RATHER THAN A REAL PLANNED THEFT.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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