AHMAD MOGHIS MIAN

AHMAD MOGHIS MIAN is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 635 MARYVILLE CENTER DRIVE, SUITE 200, ST. LOUIS, MO, 63141.

AHMAD MOGHIS MIAN has worked at MML INVESTORS SERVICES, LLC since March 25, 2017

Disclosure History

AHMAD MOGHIS MIAN has 2 Disclosure Event(s).

Date: December 22, 2008
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES WHEN HE PURCHASED A VARIABLE ANNUITY IN MAY 2007 HE ADVISED THE REPRESENTATIVE HE DID NOT WANT HIS FUNDS AT RISK YET THE CONTRACT VALUE HAS DECREASED. NO SPECIFIC COMPENSATORY DAMAGES WERE ALLEGED.

Date: July 14, 2008
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT WHEN SHE PURCHASED A VARIABLE LIFE INSURANCE POLICY IN AUGUST 2007 THE REPRESENTATIVE ADVISED THIS WOULD BE A BETTER POLICY. CUSTOMER ALSO ALLEGES THE POLICY HAS LOST VALUE IN LESS THAN ONE YEAR. NO SPECIFIC COMPENSATORY DAMAGES WERE ALLEGED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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