AIVARS ZIEDINS is currently employed as a Broker and/or Investment Adviser at KESTRA INVESTMENT SERVICES, LLC located at 926 UTICA DRIVE, CASTLE ROCK, CO, 80108.
AIVARS ZIEDINS has worked at KESTRA INVESTMENT SERVICES, LLC since September 17, 1999
Disclosure History
AIVARS ZIEDINS has 2 Disclosure Event(s).
Date: September 26, 1988 Category: Customer Dispute Allegations: THERE WAS NO SPECIFIC AMOUNT STATED. THIS WAS A TAX SHELTER THAT HAD GONE BAD. [CUSTOMER] WAS NOT MY CLIENT BUT I WAS THE SUPERVISING OSJ IN THE CASE. THE OTHER DEFENDENTS WERE [OTHER FIRM EMPLOYEES], [OTHER FIRM EMPLOYEES] AND FSC SECURITIES CORP. Settlement Amount: $42,250.00 Broker Comment: SETTLEMENT WAS BETWEEN [CUSTOMER] AND AIVERS ZIEDINS, AIVERS ZIEDINS DBA ZIEDINS FINANCIAL PRODUCTS, ZIEDINS AND CO LTD, FINANCIAL SVCS CORP, AND FSC SECURITIES CORP. ALL OTHER DEFENDENTS WERE NOT A PARTY TO THIS SETTLEMENT. FSC PURCHASED BACK THE TAX SHELTER FOR $42,250.00
Date: November 10, 1987 Category: Regulatory
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