AKSHAY BHATIA is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 101 CALIFORNIA ST, SAN FRANCISCO, CA, 94111.
AKSHAY BHATIA has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since August 22, 2011
Disclosure History
AKSHAY BHATIA has 1 Disclosure Event(s).
Date: August 11, 2007 Category: Criminal Charges: PETTY THEFT Disposition: Reduced Amended Charges: INFRACTION - DISTURBING THE PEACE Amended Charge Type: OTHER Amended Charge Amended Charge Disposition: Convicted Broker Comment: On 12/16/2015 Mr. Bhatia received an Order for Dismissal per CA Pen. Code 1203.41 and the plea, verdict and findings of guilt was set aside and vacated and a plea of not guilty was entered and the complaint was dismissed.
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