ALAINA ADAMS

ALAINA ADAMS is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 5201 AMELIA EARHART DR 3RD FL, [WT & CST], SALT LAKE CITY, UT, 84116.

ALAINA ADAMS has worked at WELLS FARGO CLEARING SERVICES, LLC since July 26, 2017

Disclosure History

ALAINA ADAMS has 1 Disclosure Event(s).

Date: February 16, 2010
Category: Financial
Type: Bankruptcy
Disposition: Discharged

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for ALAINA ADAMS, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.