ALAN BARHAM is currently employed as a Broker and/or Investment Adviser at AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. located at 175 WEST CARVER STREET, HUNTINGTON, NY, 11743.
ALAN BARHAM has worked at AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. since October 15, 2003
Disclosure History
ALAN BARHAM has 1 Disclosure Event(s).
Date: October 14, 2010 Category: Customer Dispute Allegations: BREACH OF CONTRACT, CONVERSION, BREACH OF FISUCIARY DUTY, NEGLIGENCE, FRAUD. Damage Amount Requested: $2,069,448.90 Settlement Amount: $200,000.00 Broker Comment: I DISPUTE THE ALLEGATIONS OF THIS COMPAINT AND I AM VIGOROUSLY DEFENDING THIS ACTION. 10/19/2011: THE SETTLEMENT STIPULATED THAT THE PLAINTIFF DOES NOT OBJECT TO AND AGREES TO THE REPRESENTATIVE REQUEST FOR EXPUNGEMENT OF THE CLAIMS ASSERTED IN THE ACTION FROM CRD. THE REPRESENTATIVE'S COUNSEL WILL FILE WITH THE COURT PAPERS FOR EXPUNGEMENT.
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