ALAN MICHAEL BLENDER is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 350 E Las Olas Blvd, Ste 1700, Ft Lauderdale, FL, 33301.
ALAN MICHAEL BLENDER has worked at AMERIPRISE FINANCIAL SERVICES, INC. since August 11, 2017
Disclosure History
ALAN MICHAEL BLENDER has 2 Disclosure Event(s).
Date: May 12, 2009 Category: Customer Dispute Allegations: CUSTOMER'S ATTORNEY CLAIMS FINANCIAL ADVISOR EXECUTED ALLEGEDLY UNAUTHORIZED AND UNSUITABLE TRADES IN AUGUST AND SEPTEMBER 2008. Damage Amount Requested: $39,000.00 Broker Comment: THE FINANCIAL ADVISOR DENIES ALL ALLEGATIONS OF WRONGDOING. AFTER INVESTIGATION BY THE FIRM, THE COMPLAINT WAS DENIED IN ITS ENTIRETY.
Date: May 20, 2008 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT FINANCIAL ADVISOR WAS SELLING SHARES OF HER INVESTMENTS TO PAY A QUARTERLY MANAGEMENT FEE WITHOUT HER KNOWLEDGE OR UNDERSTANDING OF WHAT WAS TAKING PLACE. CLIENT FURTHER ALLEGES THAT SHE WAS UNAWARE OF ANY MANAGEMENT FEES. DAMAGES ESTIMATED TO BE IN EXCESS OF $5,000. Damage Amount Requested: $5,000.00
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