ALAN WALTER CHAIS is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 19950 W COUNTRY CLUB DR STE 700, AVENTURA, FL, 33180.
ALAN WALTER CHAIS has worked at WELLS FARGO CLEARING SERVICES, LLC since June 06, 2008
Disclosure History
ALAN WALTER CHAIS has 1 Disclosure Event(s).
Date: November 07, 2002 Category: Customer Dispute Allegations: ALLEGES EXCESSIVE TRADING, UNSUITABLE INVESTMENTS AND BREACH OF FIDUCIARY DUTY. Damage Amount Requested: $545,000.00 Settlement Amount: $175,000.00 Broker Comment: JOHN DOUGHERTY IS HANDLING THIS MATTER.
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