ALAN DUANE DOUGLASS is currently employed as a Broker and/or Investment Adviser at INVESTACORP, INC. located at 13575 58TH STREET NORTH, SUITE 189 BOX 102, CLEARWATER, FL, 33760.
ALAN DUANE DOUGLASS has worked at INVESTACORP, INC. since March 07, 1995
Disclosure History
ALAN DUANE DOUGLASS has 2 Disclosure Event(s).
Date: June 30, 2006 Category: Customer Dispute Allegations: THE CLIENT CLAIMS SHE WAS NOT SUITABLE FOR THE INVESTMENTS HER LATE FATHER PURCHASED AND THEN TRANSFERED TO HER INDIVIDUAL ACCOUNTS. Damage Amount Requested: $5,282.00
Date: March 15, 1993 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THAT HE PURCHASED 1000SHARES OF REXON INC. ON FALSE PRETENSE AND MISREPRESENTATIONALLEGED DAMAGES: LOSS IN STOCK PRICE $5320.25, PAINEWEBBERSHORT ON FINAL CHECK $30.18; ARBITRATION ASSOC. FEE $300;PUNITIVE $24,679.75 $30,000 TOTAL Damage Amount Requested: $5,023.25 Damages Granted: $3,000.00 Broker Comment: NASD ARBITRATION AWARDED CLAIMANT $3000.00.CLAIMANT'S REQUESTED FOR PUNITIVE DAMAGES WAS DENIED.NOT PROVIDED
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