ALAN JAY EISENMAN

ALAN JAY EISENMAN is currently employed as a Broker and/or Investment Adviser at SANFORD C. BERNSTEIN & CO., LLC located at 1345 AVENUE OF THE AMERICAS, NEW YORK, NY, 10105.

ALAN JAY EISENMAN has worked at SANFORD C. BERNSTEIN & CO., LLC since December 07, 2000

Disclosure History

ALAN JAY EISENMAN has 1 Disclosure Event(s).

Date: February 02, 2010
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT HIS BERNSTEIN FINANCIAL ADVISOR DID NOT APPROPRIATELY DISCLOSE THE RISKS ASSOCIATED WITH A PARTICULAR INVESTMENT.
Damage Amount Requested: $599,606.00
Broker Comment: BERNSTEIN CONSIDERS THIS MATTER CLOSED AS BERNSTEIN RESPONDED TO THE CUSTOMER'S ALLEGATIONS AND THE CUSTOMER HAS NOT MADE ANY FURTHER ALLEGATIONS AGAINST THE FIRM ORTHE REGISTERED REPRESENTATIVE FOR OVER 1 YEAR.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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