ALAN ZACHARY ENGEL

ALAN ZACHARY ENGEL is currently employed as a Broker and/or Investment Adviser at LEC INVESTMENT CORP. located at 505 20TH STREET NORTH, SUITE 1150, BIRMINGHAM, AL, 35203.

ALAN ZACHARY ENGEL has worked at LEC INVESTMENT CORP. since December 21, 1989

Disclosure History

ALAN ZACHARY ENGEL has 2 Disclosure Event(s).

Date: September 26, 1990
Category: Regulatory

Date: December 24, 1986
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for ALAN ZACHARY ENGEL, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.