ALAN LEE EVERHART is currently employed as a Broker and/or Investment Adviser at CENTAURUS FINANCIAL, INC. located at 2300 E. KATELLA AVENUE, SUITE #200, ANAHEIM, CA, 92806.
ALAN LEE EVERHART has worked at CENTAURUS FINANCIAL, INC. since October 14, 2002
ALAN LEE EVERHART has 3 Disclosure Event(s).
Date: May 05, 2003 Category: Customer Dispute Allegations: CLIENT PURCHASED A VARIABLE ANNUITY AND MUTUAL FUNDS IN SEPTEMBER 2000. CLIENT WAS UNHAPPY WHEN ACCOUNTS BEGAN TO GO DOWN DUE TO GENERAL MARKET DECLINE. CLIENT SURRENDER HER VARIABLE AND PAID 15,000.00 AT THE ADVICE OF HER NEW REP. CLIENT WAS UPSET WHEN BOTH HER AXA REPS LEFT AXA AND NO ONE WAS ASSIGNED TO HER ACCOUNTS. Damage Amount Requested: $100,000.00 Settlement Amount: $37,038.11 Broker Comment: THE CLAIM WAS SETTLED BY EQUITABLE LIFE WITHOUT ANY RESPONSE OR INPUT FROM THE REGISTERED REPRESENTATIVE OR THE ERRORS AND OMISSIONS INSURANCE CARRIER. THIS INFORMATION WAS NEVER REPORTED TO REP.
Date: November 13, 2002 Category: Regulatory
Date: September 20, 2002 Category: Employment Separation After Allegations Firm Name: AXA ADVISORS, LLC Termination Type: Permitted to Resign Allegations: I LOANED TWO CLIENTS MONEY TO PAY FOR THE FIRST MONTH PREMIUM ON WHOLE LIFE INSURANCE POLICIES Broker Comment: I LOANED 2 CLIENT'S (FRIEND'S) MONEY TO PAY FOR THE FIRST MONTH PREMIUM ON WHOLE LIFE INSURANCE POLICIES.
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