ALAN MICHAEL GNOINSKI

ALAN MICHAEL GNOINSKI is currently employed as a Broker and/or Investment Adviser at UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located at 5920 MAIN ST, STE 300, WILLIAMSVILLE, NY, 14221.

ALAN MICHAEL GNOINSKI has worked at UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER since October 26, 2012

Disclosure History

ALAN MICHAEL GNOINSKI has 1 Disclosure Event(s).

Date: May 04, 2004
Category: Customer Dispute
Allegations: DOCUMENTS RELATED TO THE PURCHASE OF A VARIABLE ANNUITY WERE ALLEGED TO BE FORGERIES. THE CUSTOMER WAS RESTORED TO THE INVESTMENT HE OWNED PRIOR TO THE ALLEGED FORGED APPLICATION.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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