ALAN JAY GOLDBERG

ALAN JAY GOLDBERG is currently employed as a Broker and/or Investment Adviser at CITIGROUP GLOBAL MARKETS INC. located at CITI RETAIL BANKING, 1505 EAST VALLEY PARKWAY, ESCONDIDO, CA, 92027.

ALAN JAY GOLDBERG has worked at CITIGROUP GLOBAL MARKETS INC. since May 29, 2007

Disclosure History

ALAN JAY GOLDBERG has 1 Disclosure Event(s).

Date: January 30, 2006
Category: Customer Dispute
Allegations: THE CLIENT ALLEGES THAT HE "ORIGINALLY ASKED FOR "A SAVINGS ACCOUNT, BUT MR. GOLDBERG CHANGED IT TO AN "INVESTMENT."
Damage Amount Requested: $5,520.00
Broker Comment: CLAIM DENIED AS WITHOUT MERIT.

More Information

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