ALAN JAY HUBER

ALAN JAY HUBER is currently employed as a Broker and/or Investment Adviser at ACCESS SECURITIES, LLC located at 30 BUXTON FARM ROAD, SUITE 300, STAMFORD, CT, 06905.

ALAN JAY HUBER has worked at ACCESS SECURITIES, LLC since July 19, 2017

Disclosure History

ALAN JAY HUBER has 2 Disclosure Event(s).

Date: January 02, 2003
Category: Regulatory

Date: August 06, 2001
Category: Employment Separation After Allegations
Firm Name: WEEDEN AND COMPANY
Termination Type: Discharged
Allegations: VIOLATION OF FIRM POLICY AND PROCEDURES IN CONNECTION WITH POSSIBLE PRE-ARRANGED TRADING

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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