ALAN KNIGHT JENKINS

ALAN KNIGHT JENKINS is currently employed as a Broker and/or Investment Adviser at CALTON & ASSOCIATES, INC. located at 615 S MISSOURI AVE, SUITE A, CLEARWATER, FL, 33756.

ALAN KNIGHT JENKINS has worked at CALTON & ASSOCIATES, INC. since December 07, 2010

Disclosure History

ALAN KNIGHT JENKINS has 1 Disclosure Event(s).

Date: October 10, 2017
Category: Customer Dispute
Allegations: Claimant alleges a clerical error was made in designating beneficiary as the Trust rather than himself on two annuities. June 2017
Broker Comment: A client designated her beneficiaries on the forms required and a distant relative did not like the choices of the client. He complained, hoping to benefit himself. A thorough review found no misconduct and the complaint was dismissed.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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