ALAN LAWRENCE KLAYMAN

ALAN LAWRENCE KLAYMAN is currently employed as a Broker and/or Investment Adviser at SAYBRUS EQUITY SERVICES, INC located at 370 OLD COUNTRY ROAD, SUITE 200, GARDEN CITY, NY, 11530.

ALAN LAWRENCE KLAYMAN has worked at SAYBRUS EQUITY SERVICES, INC since March 24, 2014

Disclosure History

ALAN LAWRENCE KLAYMAN has 3 Disclosure Event(s).

Date: October 20, 2017
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: August 12, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: March 18, 2010
Category: Customer Dispute
Allegations: IN 1996 CLIENT WAS SHOWN WHOLE LIFE, UNIVERSAL LIFE, AND VARIABLE UNIVERSAL LIFE WITH RISKS ASSOCIATED WITH RATE OF RETURN FOR EACH CHOICE; AND THE ABILITY OF CASH VALUE, PREMIUM, AND DEATH BENEFIT TO CHANGE. CLIENT ALLEGES CONVERSATIONS NEVER TOOK PLACE.
Damage Amount Requested: $20,574.00
Broker Comment: CLIENT WAS SHOWN WHILE, LIFE, UNIVERSAL LIFE, AND VARIABLE UNIVERSAL LIFE AND RISKS ASSOCIATED WITH DIVIDENDS, INTEREST RATES, AND MUTUAL FUNDS. EXPLANATION WAS GIVEN REGARDING VALUES FOR CASH, DEATH BENEFIT AND PREMOUM CAN CHANGE. CLIENT WAS INSTRUCTED TO REVIEW PORTFOLIO QUARTERLY AND INSURANCE ON ANNUAL BASIS.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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