ALAN REMY LEIST is currently employed as a Broker and/or Investment Adviser at CADARET, GRANT & CO., INC. located at 114 BUSINESS PARK DRIVE, UTICA, NY, 13502.
ALAN REMY LEIST has worked at CADARET, GRANT & CO., INC. since October 02, 1989
Disclosure History
ALAN REMY LEIST has 2 Disclosure Event(s).
Date: July 08, 2013 Category: Customer Dispute Allegations: CLIENT UNHAPPY WITH INVESTMENT PERFORMANCE AND CLAIMS TO HAVE INCURRED TAX LIABILITIES ON INVESTMENTS. Damage Amount Requested: $100,000.00 Settlement Amount: $27,500.00 13-01917
Date: February 18, 2011 Category: Customer Dispute Allegations: CLIENT DISSATISFIED WITH PERFORMANCE OF RETIREMENT ACCOUNT. Damage Amount Requested: $400,000.00 Settlement Amount: $8,000.00 12-02989
More Information
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