ALAN ROBERT LYONS is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 760 SW 9th Avenue, Suite 2100, PORTLAND, OR, 97205.
ALAN ROBERT LYONS has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
ALAN ROBERT LYONS has 1 Disclosure Event(s).
Date: January 01, 1989 Category: Customer Dispute Allegations: ALLEGED MISREPRESENTATION; NON-DISCLOSURE OFMATERIAL FACTS; NEGLIGENCE & FAILURE TO SUPERVISE. CLAIMEDDAMAGES WERE $200K PLUS INTEREST, COSTS & RETURN OFCOMMISSIONS. Damage Amount Requested: $200,000.00 Damages Granted: $20,187.00 Broker Comment: DEAN WITTER & LYONS WERE JOINTLY & SEVERALLYLIABLE TO PAY $20,187.00 TO [CUSTOMER].NOT PROVIDED
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