ALAN IRWIN MARGOLIES is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 1000 WOODBURY ROAD, SUITE 300, WOODBURY, NY, 11797.

ALAN IRWIN MARGOLIES has worked at AXA ADVISORS, LLC since November 18, 2008

Disclosure History

ALAN IRWIN MARGOLIES has 1 Disclosure Event(s).

Date: September 01, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $200,725.00
Judgment/Lien Type: Tax
Broker Comment: Please note I was not aware of the this tax lien until March 4, 2017 and as soon as I knew I contacted to my manager.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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