ALAN FRANK PACELLA is currently employed as a Broker and/or Investment Adviser at VIEWTRADE SECURITIES, INC. located at 7280 WEST PALMETTO PARK ROAD, SUITE 310, BOCA RATON, FL, 33433.
ALAN FRANK PACELLA has worked at VIEWTRADE SECURITIES, INC. since January 04, 2013
Disclosure History
ALAN FRANK PACELLA has 2 Disclosure Event(s).
Date: September 08, 2009 Category: Regulatory
Date: December 12, 1991 Category: Customer Dispute Allegations: ALLEGATIONS BY CUSTOMER WERE FRAUD, STOCK MANIPULATION, AND ILLEGAL MARK-UPS Damage Amount Requested: $67,000.00 Damages Granted: $15,704.81 Broker Comment: CLAIMANTS SOUGHT COMPENSATORY DAMAGES IN THE AMOUNT OF THE PURCHASE PRICE OF THEIR INVESTMENTS (APPROXIMATELY $67,000) PLUS INTEREST, TREBLED DAMAGES, COSTS, ATTORNEY'S FEES AND PUNITIVE DAMAGES. RESPONDENTS G.K. SCOTT & CO. INC., ALAN F. PACELLA AND MICHAEL CZAJA WERE FOUND JOINTLY AND SEVERALLY LIABLE TO PAY CLAIMANTS THE SUM OF $15,704.81, INCLUDING INTEREST. CLAIMANTS CLAIMS FOR ADDITIONAL DAMAGES, COSTS AND ATTORNEYS FEES WERE DENIED. THE ARBITRATION AWARD CONTAINED NO FINDINGS OF FACT OR EXPLANATION OF ITS AWARD OF $15,704.81.
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for ALAN FRANK PACELLA, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.