ALAN ERNEST PERDUE

ALAN ERNEST PERDUE is currently employed as a Broker and/or Investment Adviser at FIDELITY BROKERAGE SERVICES LLC located at ONE DESTINY WAY, WESTLAKE, TX, 76262.

ALAN ERNEST PERDUE has worked at FIDELITY BROKERAGE SERVICES LLC since July 03, 2017

Disclosure History

ALAN ERNEST PERDUE has 6 Disclosure Event(s).

Date: June 01, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: May 28, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $1,926.99
Judgment/Lien Type: Civil

Date: May 12, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: May 01, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: May 01, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: March 01, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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