ALAN JASON SCHOENFELD is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1403 BROADWAY, HEWLETT, NY, 11557.
ALAN JASON SCHOENFELD has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since September 26, 1978
Disclosure History
ALAN JASON SCHOENFELD has 1 Disclosure Event(s).
Date: September 04, 2003 Category: Customer Dispute Allegations: CUSTOMER ALLEGES UNSUITABLE RECOMMENDATIONS AND INVESTMENTS IN HER ACCOUNTS. Damage Amount Requested: $102,000.00 Broker Comment: MERRILL LYNCH FOUND THAT THE INVESTMENTS RECOMMENDED FOR [CUSTOMER'S] ACCOUNTS WERE CONSISTENT WITH HER STATED INVESTMENT OBJECTIVE AND RISK TOLERANCE.
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