ALAN SIDNEY ZEVIN is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 1661 RTE 22 W, BRIDGEWATER, NJ, 08807.
ALAN SIDNEY ZEVIN has worked at AMERIPRISE FINANCIAL SERVICES, INC. since November 26, 1980
Disclosure History
ALAN SIDNEY ZEVIN has 1 Disclosure Event(s).
Date: May 25, 2001 Category: Customer Dispute Allegations: THE CLIENT'S DAUGHTER ALLEGED THAT THE ADVISOR GAVE THE CLIENT MISINFORMATION REGARDING THE TAX IMPLICATIONS OF SURRENDERING THE CLIENT'S ANNUITY WITH ANOTHER FIRM IN SEPTEMBER 1999. THIS RESULTED IN THE CLIENT PAYING MORE TAXES THAN EXPRECTED FOR YEAR 2000. THE CLIENT'S DAUGHTER IS REQUESTING THAT THE AMOUNT THE CLIENT PAID IN TAXES FOR YEAR 2000 ($12,181.00) BE REIMBURSED. Damage Amount Requested: $12,181.00 Broker Comment: OUR REVIEW OF THIS MATTER FOUND THAT THE CLIENT HAD NOT YET MET WITH THE ADVISOR AT THE TIME SHE SURRENDERED HER ANNUITY WITH THE OTHER COMPANY. THE ADVISOR HAD NO INVOLVEMENT IN HER DECISION TO SURRENDER THE ANNUITY, THEREFORE THE CASE WAS CLOSED AS DENIED.
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