ALANA ROSE MCMILLAN

ALANA ROSE MCMILLAN is currently employed as a Broker and/or Investment Adviser at CITIGROUP GLOBAL MARKETS INC. located at CITI RETAIL BANKING, ONE COURT SQUARE, 39TH FLOOR, LONG ISLAND CITY, NY, 11101.

ALANA ROSE MCMILLAN has worked at CITIGROUP GLOBAL MARKETS INC. since May 29, 2007

Disclosure History

ALANA ROSE MCMILLAN has 9 Disclosure Event(s).

Date: August 18, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I have stage 3b cancer (currently in remission) and my husband was laid off from work and unable to find re-employment. With my illness, the increased medical expenses, two small children, and the lost of his income, we were unable to keep all our bills current. We chose not to file bankruptcy, pay the medical bills, and continue to pay on our debts as we could. I engaged an attorney who has made a collective effort to negotiate reduced payments with the creditors so we can pay off the debts.

Date: March 25, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I have stage 3b cancer (currently in remission) and my husband was laid off from work and unable to find re-employment. With my illness, the increased medical expenses, two small children, and the lost of his income, we were unable to keep all our bills current. We chose not to file bankruptcy, pay the medical bills, and continue to pay on our debts as we could. I engaged an attorney who has made a collective effort to negotiate reduced payments with the creditors so we can pay off the debts.

Date: February 17, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I have stage 3b cancer (currently in remission) and my husband was laid off from work and unable to find re-employment. With my illness, the increased medical expenses, two small children, and the lost of his income, we were unable to keep all our bills current. We chose not to file bankruptcy, pay the medical bills, and continue to pay on our debts as we could. I engaged an attorney who has made a collective effort to negotiate reduced payments with the creditors so we can pay off the debts.

Date: January 12, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I have stage 3b cancer (currently in remission) and my husband was laid off from work and unable to find re-employment. With my illness, the increased medical expenses, two small children, and the lost of his income, we were unable to keep all our bills current. We chose not to file bankruptcy, pay the medical bills, and continue to pay on our debts as we could. I engaged an attorney who has made a collective effort to negotiate reduced payments with the creditors so we can pay off the debts.

Date: July 24, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I have stage 3b cancer (currently in remission) and my husband was laid off from work and unable to find re-employment. With my illness, the increased medical expenses, two small children, and the lost of his income, we were unable to keep all our bills current. We chose not to file bankruptcy, pay the medical bills, and continue to pay on our debts as we could. I engaged an attorney who has made a collective effort to negotiate reduced payments with the creditors so we can pay off the debts.

Date: June 09, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I have stage 3b cancer (currently in remission) and my husband was laid off from work and unable to find re-employment. With my illness, the increased medical expenses, two small children, and the lost of his income, we were unable to keep all our bills current. We chose not to file bankruptcy, pay the medical bills, and continue to pay on our debts as we could. I engaged an attorney who has made a collective effort to negotiate reduced payments with the creditors so we can pay off the debts.

Date: February 03, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I have stage 3b cancer (currently in remission) and my husband was laid off from work and unable to find re-employment. With my illness, the increased medical expenses, two small children, and the lost of his income, we were unable to keep all our bills current. We chose not to file bankruptcy, pay the medical bills, and continue to pay on our debts as we could. I engaged an attorney who has made a collective effort to negotiate reduced payments with the creditors so we can pay off the debts.

Date: June 27, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I have stage 3b cancer (currently in remission) and my husband was laid off from work and unable to find re-employment. With my illness, the increased medical expenses, two small children, and the lost of his income, we were unable to keep all our bills current. We chose not to file bankruptcy, pay the medical bills, and continue to pay on our debts as we could. I engaged an attorney who has made a collective effort to negotiate reduced payments with the creditors so we can pay off the debts.

Date: December 14, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $12,344.00
Judgment/Lien Type: Tax
Broker Comment: This was the result of a tax audit with NYS. They determined additional taxes were due so I setup an installment arrangement to pay $500 monthly until paid off. Payments are current and have been paid accordingly. This was all setup via phone/mail and I was unaware a lien existed until notified on 12/21/2015.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for ALANA ROSE MCMILLAN, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.