Albert Dobrushkin

Albert Dobrushkin is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 2221 WASHINGTON ST, NEWTON, MA, 02462.

Albert Dobrushkin has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since October 23, 2009

Disclosure History

Albert Dobrushkin has 2 Disclosure Event(s).

Date: October 05, 2010
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES FA FAILED TO FOLLOW INSTRUCTIONS TO PURCHASE SECURITIES.
Damage Amount Requested: $5,869.60

Date: April 24, 2002
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT RR DOBRUSHKIN FAILED TO FOLLOW INSTRUCTIONS IN CONNECTION WITH HIS REQUEST TO CONVERT HIS AND HIS WIFE'S TRADITIONAL IRA'S INTO ROTH IRA'S RESULTING IN ALLEGED DAMAGES OF $7,000.00. A RESOLUTION HAS BEEN REACHED WITH THE CUSTOMER TO CONVERT THE IRA'S RETROACTIVE TO THE DATE OF HIS INITIAL REQUEST. BASED UPON A REVIEW OF THE MATTER, IT IS THE FIRM'S BELIEF THAT THE CUSTOMER'S PROJECTED LOSS OF $7,000.00 IS WITHOUT MERIT. THE CUSTOMER WILL NOT SUSTAIN ANY LOSS DUE TO THE DELAY IN CONVERSION AS PREVIOUSLY ALLEGED.
Damage Amount Requested: $7,000.00

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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