ALBERT M DOUGLAS

ALBERT M DOUGLAS is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 1818 S AUSTRALIAN AVE, STE 209, WEST PALM BEACH, FL, 33409.

ALBERT M DOUGLAS has worked at PFS INVESTMENTS INC. since January 27, 2016

Disclosure History

ALBERT M DOUGLAS has 2 Disclosure Event(s).

Date: March 30, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $27,059.66
Judgment/Lien Type: Civil

Date: August 12, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $10,059.00
Judgment/Lien Type: Civil
Broker Comment: SUIT IS FOR LEASE PAYMENTS ON COPY MACHINE/PRINTER WHICH WAS PROMPTLY RETURNED ON THE CLOSURE OF MY REAL ESTATE OFFICE DURING DOWNTOWN IN R/E MARKET.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for ALBERT M DOUGLAS, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.