ALBERT HENLEY GREEN is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 200 CONCOURSE SUITE 100, 1062 HIGHLAND COLONY PARKWAY, RIDGELAND, MS, 39157.
ALBERT HENLEY GREEN has worked at RAYMOND JAMES & ASSOCIATES, INC. since December 02, 2011
Disclosure History
ALBERT HENLEY GREEN has 1 Disclosure Event(s).
Date: August 26, 2011 Category: Customer Dispute Allegations: TIME FRAME: DECEMBER 1, 2010 - AUGUST 10, 2011CLIENT ALLEGES HIS FINANCIAL ADVISOR FAILED TO FOLLOW INSTRUCTIONS BY SELLING PUTS INSTEAD OF PURCHASING THEM. THE ALLEGED DAMAGES ARE ESTIMATED TO BE IN EXCESS OF $5,000. Settlement Amount: $415,000.00 Broker Comment: FA HAS A CLEAN U4 AND NO PRIOR ORAL NOR WRITTEN CLIENT COMPLAINT IN HIS 49 YEARS WITH THIS FIRM. THIS COMPLAINT RESULTED FROM AN ORDER BEING ENTERED AS A "SELL" RATHER THAN A "BUY" AND THE ERROR WAS IMMEDIATELY BROUGHT TO THE ATTENTION OF HIS BRANCH MANAGER AND THE CLIENT WHEN REALIZED. CLIENT HAS HAD A LONG AND SUCCESSFUL RELATIONSHIP WITH THE FA AND HAS EXPRESSED A DESIRE TO CONTINUE THAT RELATIONSHIP
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