ALBERT JOSEPH KIRCHNER

ALBERT JOSEPH KIRCHNER is currently employed as a Broker and/or Investment Adviser at OPPENHEIMER & CO. INC. located at 100 JERICHO QUADRANGLE, 342, JERICHO, NY, 11753.

ALBERT JOSEPH KIRCHNER has worked at OPPENHEIMER & CO. INC. since December 14, 2009

Disclosure History

ALBERT JOSEPH KIRCHNER has 2 Disclosure Event(s).

Date: July 02, 2002
Category: Customer Dispute
Allegations: ALLEGES NEGLIGENT SUPERVISION (2000 & 2002).
Damage Amount Requested: $235,612.94
Broker Comment: RICHARD APICELLA IS HANDLING THIS MATTER.

Date: June 01, 1991
Category: Customer Dispute
Allegations: FAILURE TO SUPERVISE. ALLEGED DAMAGES:$134,963 PRODUCT: LIMITED PARTNERSHIP TAX DEFERRED ANNUITY,STOCK AND MONEY MARKET FUND.
Damage Amount Requested: $134,963.00
Settlement Amount: $65,000.00
Broker Comment: THIS MATTER HAS BEEN SETTLED FOR $65,000 PAID BYTHE FIRM.Not Provided

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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