ALBERT RALPH MCCAUSLAND

ALBERT RALPH MCCAUSLAND is currently employed as a Broker and/or Investment Adviser at H. BECK, INC. located at 3571 MAGELLAN CIRCLE,, Unit 348, AVENTURA, FL, 33180.

ALBERT RALPH MCCAUSLAND has worked at H. BECK, INC. since April 16, 2009

Disclosure History

ALBERT RALPH MCCAUSLAND has 2 Disclosure Event(s).

Date: December 20, 2004
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT FA MISREPRESENTED THE CHARACTERISTICS OF CERTAIN PREFERRED SECURITIES AND SOLD THEM TO CUSTOMER ALTHOUGH THEY WERE NOT SUITABLE FOR CUSTOMERS INVESTMENT PROFILE.
Damage Amount Requested: $21,000.00

Date: June 01, 1995
Category: Judgment / Lien
Judgment/Lien Amount: $80,399.00
Judgment/Lien Type: Civil

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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