ALBERT MORGAN is currently employed as a Broker and/or Investment Adviser at T3 TRADING GROUP, LLC located at ONE STATE STREET PLAZA, 10TH FLOOR, NEW YORK, NY, 10004.

ALBERT MORGAN has worked at T3 TRADING GROUP, LLC since November 07, 2014

Disclosure History

ALBERT MORGAN has 2 Disclosure Event(s).

Date: July 06, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $220,230.28
Judgment/Lien Type: Tax
Broker Comment: I have been working through my attorney to clear up tax issues from the past. I was unaware on this additional lien until contacted by FINRA. I have previously reported the other tax issues I have. I took some time to research because I thought this lien was part of the other. Even though I still think it may be part of another lien, I am reporting this one to be sure.

Date: January 09, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $81,238.57
Judgment/Lien Type: Tax

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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